Support Services

TRANSITION SERVICES

When you join the family at Professional Wealth Advisors, LLC (or, when you join the PWA family), you’ll belong to a team that believes in success. The transition process represents the initial phase of your new career – the one in which you enjoy the freedom to practice business as you’ve always imagined. You can expect a streamlined transition process toward independence to help you achieve your business goals. Our objective is to allow you to focus the majority of your time on what’s most important – managing client relationships and transferring assets as quickly as possible to increase return on investment.

Specifically, we offer:

  • Onboarding and Transition Services
  • SIPC & Bonding Fees
  • Errors & Omissions Insurance
  • State Licensing Fees

SUPPORTED INDEPENDENCE

Having the right tools to complete the task at hand is imperative to success. We/Professional Wealth Advisors, LLC provide not only the physical tools you need, but the extra support that can help you focus on what really matters: your clients. We’ve cultivated professional partnerships and alliances in specialized fields, allowing us to quickly assemble experienced teams to serve your needs, no matter how complex. Each partner has been selected based on his or her commitment and track record in practicing in his or her chosen discipline.

We offer:

  • Furnished Class A Office Space
  • Computer & Phone
  • Office Equipment (Copier, Printer, Scanner, etc.)
  • Compliance Support
  • Stipend for Administrative Staff
  • Strong Support Staff, Including Administrative Assistants, Insurance Specialist, CPA, & Marketing Coordinator
  • Financial Planning
  • Technology Support
  • Support With Client Events, Workshops, & Seminars
  • LPL Clientworks Subscription, with Client Reporting
  • LPL Tech fees and Ongoing Technical Support
  • Practice Management Coaching

SUCCESSION PLANNING

Advisors who have sought us out have explained in detail why they chose to become a PWA partner, and it comes down to one key segment: our succession and acquisition model is battle tested and works for those planning retirement now or in the future.

Highlights of the model include:

  • Successions that are customized to our advisors’ wishes. We make it as easy as possible on them, and we work to get the best terms available for the deal structure.
  • Confidence that a team ensemble exists. Our advisors realize they are not just a solo practitioner, and our team will truly care for their clients as much as they do.
  • The understanding that our advisors’ support team is their family. And the clients depend on the entire team.
  • Knowledge and youth. Our principals have over 50 years of combined experience but are young enough to continue to shepherd clients for the next 25+ years.
  • Real partners in transition. We are not just looking to add AUM and cash flow; we are accountable to our advisors throughout the process.
  • RIA support. We have the strength and support of one of the largest independent firms in the country, LPL Financial.

REQUEST AN INTERVIEW

Join our PWA Team and find the gratification that independence can provide.

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